FSCS in-default register

Alan Upton (Financial Services) Limited

Declared in default31 August 2007FRN 131586

What this means for you

Because Alan Upton (Financial Services) Limited has been declared in default, you can't complain via the Financial Ombudsman Service in the normal way. Instead, eligible customers can apply to the Financial Services Compensation Scheme for compensation.

Background

Alan Upton (Financial Services) Limited, which operated under FRN 131586, was declared in default by the Financial Services Compensation Scheme on 31 August 2007. The firm's specific product offerings cannot be determined from available records. Eligible customers may be entitled to compensation up to the applicable FSCS limits depending on the nature of products they held with the firm.

Products this firm wrote

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How to claim

  1. Check you were a customer of this firm during the period it was regulated.
  2. Gather your policy / advice / contract paperwork — start with anything you have in writing.
  3. Identify your loss and the date it crystallised.
  4. Apply via the FSCS online claim portal at claims.fscs.org.uk.
  5. The FSCS investigation typically takes 6–18 months. They will assess eligibility, liability and quantum.